Photo portrait of smart old businesswoman writing notes in notebook looking at blank space isolated on grey color background

The New SEC Advertising Marketing Rule Explained By A Marketer

The new SEC Marketing Rule is designed to comprehensively and efficiently regulate advisers’ marketing communications with clarifications related to endorsements, testimonials, and third-party ratings. The new Marketing Rule’s framework is a combination of  principles-based provisions and requirements for certain types

Read More »
An older asian woman looks to the left in a bright room. There are two bands of color, a navy blue and teal blue design with copy that reads: Women In Retirement Series Read More."

5 Ways Retirement Planning is Different for Women

Retirement planning for women can be uniquely different to that of retirement planning for a man of similar age, socio-economic background, and assets. When developing relationships, advisors need to understand that women may come to the table with different needs

Read More »